Lazard Asset Management

Privacy Notice

Privacy Notice

LAZARD FRÈRES & CO. LLC
LAZARD ASSET MANAGEMENT LLC
LAZARD ALTERNATIVES, LLC

30 Rockefeller Plaza
New York, New York 10112-6300

PRIVACY NOTICE REGARDING CUSTOMER FINANCIAL INFORMATION

Lazard Frères & Co. LLC, Lazard Asset Management LLC and Lazard Alternatives, LLC ("Lazard"), on their own behalf and on behalf of the funds managed by Lazard and its affiliates, recognize and appreciate the importance of respecting the privacy of our customers. Our customers' trust is our most important asset, and we are committed to safeguarding against the unauthorized use of, and access to, customer information. This Privacy Notice explains our current policies and practices with respect to non-public personal information of our current and former customers.

In order to adequately service our customers, Lazard regularly collects certain non-public personal information about our customers. We limit the collection of information to the minimum amount required to deliver useful products and superior service to our customers, to comply with legal requirements and to support our business needs. We may collect personal non-public information about you from the following sources:

  • Information we receive from you on applications, questionnaires, subscription agreements or other forms, including, but not limited to, your name, address, social security or other tax identification number, age, employment information, assets owned and income.

  • Information about your transactions with us, our affiliates or others, such as your account balance and holdings, payment history and transaction information.

  • Information we may receive from our due diligence, such as your creditworthiness and your credit history.

  • Information obtained from our communications and correspondence with you.

Lazard does not disclose any non-public personal information about our customers or former customers to any third party, except as permitted by law. Lazard may, however, disclose such non-public personal information to its affiliates in order to provide products or services to you or to support our business needs. In order to maintain the confidentiality of such information, we restrict access to non-public information about our customers to those employees who need to know that information. We maintain physical, electronic and procedural safeguards, in accordance with strict standards, in order to guard the non-public personal information of our customers and former customers.

The policies and practices described herein are current policies, and are subject to change in the future.

Please note that Lazard will treat your information as confidential as described above. It is not necessary for you to respond to this notice or to separately request confidentiality.